Nigeria - 2013 - Finance

Securities and Exchange Commission Rules and Regulations

Ministry of Finance, Budget and National Planning, Nigeria

The Securities and Exchange have outlined these regulations for the effective and efficient regulation of securities in Nigeria. The regulations cover registration of capital market operators; compliance requirements by capital market operators; regulation of public companies; regulation of capital market operators; and special provisions on brokers, underwriters, investment advisers rating agencies, and portfolio managers.

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Securities and Exchange Commission Rules and Regulations Current Version

January 2022

The Securities and Exchange have outlined these regulations for the effective and efficient regulation of securities in Nigeria. The regulations cover registration of capital market operators; compliance requirements by capital market operators; regulation of public companies; regulation of capital market operators; and special provisions on brokers, underwriters, investment advisers rating agencies, and portfolio managers.

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