Management, Supervision and Internal Control Standards by the Capital Market Authority
Kenya, The National Treasury and Planning
This standard is to ensure proper conduct of licensed and approved businesses in the capital market to ensure their compliance with laws, rules and regulations. The standard covers: management and supervision; segregation of duties and functions; personnel and training; information management; operational control; risk management; and audit.
Process Flow
Management, Supervision and Internal Control Standards by the Capital Market Authority Current Version
January 2022
This standard is to ensure proper conduct of licensed and approved businesses in the capital market to ensure their compliance with laws, rules and regulations. The standard covers: management and supervision; segregation of duties and functions; personnel and training; information management; operational control; risk management; and audit.
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