The Capital Market (Licensing Requirements) Regulations
Kenya, The National Treasury and Planning
The regulations specify the licensing requirements for participants in the capital market including: securities exchange, stockbrokers and dealers, investment advisers and fund managers, investment banks, authorised securities dealers, disclosure of information, and other related provisions.
Process Flow
The Capital Market (Licensing Requirements) Regulations Current Version
January 2022
The regulations specify the licensing requirements for participants in the capital market including: securities exchange, stockbrokers and dealers, investment advisers and fund managers, investment banks, authorised securities dealers, disclosure of information, and other related provisions.
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