The Capital Market (Licensing Requirements) Regulations
Kenya, The National Treasury and Planning
The regulations specify the licensing requirements for participants in the capital market including: securities exchange, stockbrokers and dealers, investment advisers and fund managers, investment banks, authorised securities dealers, disclosure of information, and other related provisions.
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The Capital Market (Licensing Requirements) Regulations Current Version
January 2022
The regulations specify the licensing requirements for participants in the capital market including: securities exchange, stockbrokers and dealers, investment advisers and fund managers, investment banks, authorised securities dealers, disclosure of information, and other related provisions.
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